Audit & Review
Audit & Regulatory Reviews (DE & Global)
Independent reviews by the Sesch Group: Sesch USA LLC for global QI Reviews under U.S. rules, and Sesch Group GmbH WPG in Germany for MaBV-Prüfung, FinVermV-Prüfung, Einwegkunststoffprüfung, und Verpackungsgesetzprüfung. English-first delivery, audit-proof documentation, and fixed timelines.
We present the Sesch Group’s independent audit & review services. Sesch USA LLC performs Qualified Intermediary (QI) Reviews worldwide. In Germany, Sesch Group GmbH Wirtschaftsprüfungsgesellschaft conducts statutory and regulatory reviews under MaBV, FinVermV, the Single-Use Plastics Fund Act (Einwegkunststofffonds) and the Verpackungsgesetz.
Was wir tun (Überblick)
- Global QI Review engagements (documentation, sampling, reporting) – Sesch USA LLC.
- MaBV-Prüfung for real estate brokers/property managers – Sesch Group GmbH WPG.
- FinVermV-Prüfung for financial investment intermediaries – Sesch Group GmbH WPG.
- Einwegkunststoffprüfung (Single-Use Plastics Fund) – Sesch Group GmbH WPG.
- Verpackungsgesetzprüfung (Packaging Act) – Sesch Group GmbH WPG.
- English/German delivery, clear timetables, audit-proof workpapers.
QI Review (Global) — Sesch USA LLC
Independent reviews for Qualified Intermediaries (QI) under U.S. tax rules, covering policies, procedures, documentation/testing, and reporting. Engagements are executed globally with English-first delivery and local coordination as needed.
MaBV-Prüfung (Deutschland) — Sesch Group GmbH WPG
Annual review in accordance with the Makler- und Bauträgerverordnung (MaBV) for real estate brokers and property developers/managers. Includes process walkthroughs, sample testing, and a formal report suitable for submission.
FinVermV-Prüfung (Deutschland) — Sesch Group GmbH WPG
Regulatory review in accordance with the Finanzanlagenvermittlungsverordnung (FinVermV) for financial investment intermediaries. Scope typically includes advisory documentation, compliance processes, and random sampling.
Einwegkunststoffprüfung (Deutschland) — Sesch Group GmbH WPG
Independent examination related to the Single-Use Plastics Fund Act (Einwegkunststofffonds). We verify declarations and calculations and issue an audit-compliant report.
Verpackungsgesetzprüfung (Deutschland) — Sesch Group GmbH WPG
Audit procedures under the German Packaging Act (Verpackungsgesetz). We review data collection, reporting processes, and licensing, providing a formal assurance report.
Wem wir dienen
- Banks, brokers, and custodians requiring a QI Review with global footprint.
- German real estate brokers/property managers subject to MaBV.
- Financial investment intermediaries under FinVermV.
- Producers/distributors obligated under EWK fund and VerpackG.
Pakete & Preise
QI Review (scope-based)
Sampling, documentation testing, report.
Preis auf Anfrage
MaBV-Prüfung
Annual review with formal report.
Preis auf Anfrage
FinVermV-Prüfung
Regulatory review incl. sampling/testing.
Preis auf Anfrage
EWK/VerpackG Reviews
Data verification and assurance report.
Preis auf Anfrage
Anmerkungen:
- Engagements are scoped to your processes, data volumes, and deadlines.
- German reviews are conducted by Sesch Group GmbH WPG; global QI Reviews by Sesch USA LLC.
- Optional add-ons: bilingual management pack, remediation roadmap, and stakeholder workshops.
Talk to an Audit & Regulatory Review Specialist
Share your regulatory scope, entities, and reporting deadlines — we’ll send a right-sized proposal.
Einen Vorschlag anfordernFAQ
Who performs the QI Reviews and German regulatory reviews?
QI Reviews are performed by Sesch USA LLC. German regulatory reviews (MaBV, FinVermV, EWK, VerpackG) are performed by Sesch Group GmbH Wirtschaftsprüfungsgesellschaft.
Do you provide bilingual deliverables?
Yes. We serve international management teams in English and provide German deliverables for submissions and audits.
Can you help with remediation?
Yes. We can provide a prioritized remediation plan, control enhancements, and follow-up testing on request.